Galvin, Gaustad & Stein, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153410
- Registered since
- June 7, 2010
- Website
- ggsadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.07%
- Individuals14.02%
- Corporations / Businesses2.61%
- Pension & Profit Sharing Plans0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Galvin, Gaustad & Stein, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2010. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning and discretionary portfolio management for individuals, small businesses and institutions. Its service mix includes selection of other advisers and pension consulting services. Fee arrangements combine asset-based fees with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor. Financial Times recognized the firm in its Top 300 RIA list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Owners & executives
1 of 1
Kim Jamieson
Chief Compliance OfficerCRD 4448494
Contacts
3 of 8
Hunter Davis
Client Services SpecialistCRD 7239003
Jessica Pariser
Investment AdvisorCRD 6518954
Stephen Galvin
PrincipalCRD 1346615
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 175Active vs passive
$1.2B in ETFs
92%
$1.1B
6%
$102M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $99.8M | 523,647 | 8.01% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 7377 E Doubletree Ranch Rd
- Time zone
- MT (UTC-7)
- Office locations
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