Galvin, Gaustad & Stein, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153410
- Registered since
- June 7, 2010
- Website
- ggsadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.07%
- Individuals14.02%
- Corporations / Businesses2.61%
- Pension & Profit Sharing Plans0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Galvin, Gaustad & Stein, LLC is an independent registered investment adviser that has been SEC-registered since 2010. The firm acts as a capital allocator for individual, family and institutional clients and offers fee arrangements by percentage of AUM, hourly billing and fixed fees. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and selection of other advisers. The firm does not identify as an active ESG investor. The firm has been recognized in industry rankings — it appeared among the Financial Times’ Top 300 RIA Firms in 2020 — and lists its ownership as a mix of a domestic entity and individuals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Owners & executives
1 of 1
Kim Jamieson
Chief Compliance OfficerCRD 4448494
Contacts
3 of 8
Jordan Galvin
Investment AdvisorCRD 5790360
Eric Stein
Investment AdvisorCRD 6442191
Jessica Pariser
Investment AdvisorCRD 6518954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 171Active vs passive
$1.2B in ETFs
90%
$1.1B
7%
$123M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $84.9M | 433,849 | 7.21% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 7377 E Doubletree Ranch Rd
- Time zone
- MT (UTC-7)
- Office locations
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