TIMECAPITAL INVESTOR ADVISORY SERVICES INC

RIASEC RegisteredEst. 1976
Total AUM
$232M
Discretionary
$123M
53% of AUM
Avg account
$468K
Accounts
496
Employees
2
Advisory reps
4

Firm details

Headquarters
PORT JEFFERSON STATION, New York
CRD number
105672
Registered since
July 29, 1976
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • Individuals81.84%
  • HNWI18.05%
  • Pension & Profit Sharing Plans0.11%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Timecapital Investor Advisory Services Inc is a small, fee-based registered investment adviser that has operated since 1976. The firm is organized as a corporation under individual ownership and serves both high‑net‑worth individuals/families and institutional clients. Its business mix centers on discretionary and non‑discretionary portfolio management for individuals, small businesses and institutional accounts, with advisory fees charged as a percentage of assets under management. The firm maintains a broker‑dealer affiliation and does not position itself as an active ESG investor or a pension consultant. Investment activity shows a clear equity focus complemented by allocations to third‑party alternative managers. Exchange‑traded equities are the primary asset sleeve and serve as the core implementation vehicle for client portfolios. Alternatives — specifically hedge funds and real estate strategies — are used as complementary sleeves, while mutual funds remain part of the toolkit for additional exposure and diversification.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Private Funds 40%, Cash & Cash Equivalents 11%49%
  • Exchange Traded Equities49%
  • Private Funds40%
  • Cash & Cash Equivalents11%

Contacts

3 of 4
  • KEITH BUTLER

    Executive DirectorCRD 6062206

  • Kerry Rothemich

    Senior AccountantCRD 6990909

  • JOSEPH STEIN

    n/aCRD 2370641

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PORT JEFFERSON STATION, NY

SUFFOLK

Location

PORT JEFFERSON STATION, NY

Headquartered in PORT JEFFERSON STATION, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
1 Roosevelt Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth