Spruce Point Capital Management, LLC

RIASEC RegisteredEst. 2019

Total AUM

$262M

Discretionary

$262M

100% of AUM

Avg account

$131M

Accounts

2

Employees

3

Advisory reps

2

Firm details

Headquarters: Riverhead, New York
CRD number: 288248
Registered since: April 12, 2019
Website: www.sprucepointcap.com
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spruce Point Capital Management, LLC is an SEC-registered investment manager organized as an LLC and operating as a hedge fund focused on institutional clients. The firm manages pooled investment vehicles and serves as sponsor/GP and managing member of those vehicles. Its fee arrangements include asset-based fees and performance-linked compensation. Spruce Point does not characterize itself as an ESG-focused investor and is not structured as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Oliver Daniel
Chief Compliance OfficerCRD 7235252
Benjamin Axler
Founder & CIOCRD 4488502

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 18

Active vs passive

$53.7M in ETFs

Passive

100%

$53.7M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$12.7M	17,000	23.63%

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Primary office

Riverhead, NY

Suffolk

Location

Riverhead, NY

Headquartered in Riverhead, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Suffolk
Address: 30 W Main St
Time zone: ET (UTC-5)
Office locations

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