5C ADVISOR

RIASEC RegisteredEst. 2024
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$262M
Accounts
1
Employees
29
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
330565
Registered since
April 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

5c Advisor is a limited liability company that provides portfolio management for pooled investment vehicles with an institutional client focus. The firm registered with the SEC in 2024 and positions itself to sponsor and manage pooled vehicles—acting as a general partner and managing member where appropriate—while also engaging other investment advisers as counterparties. Its advisory model combines traditional AUM-based fees with performance-based fees, indicating a payoff structure tied to fund results as well as asset levels. Investment preferences emphasize alternative and private-market strategies alongside active ESG consideration. The firm is set up to deploy capital through pooled funds and external manager relationships rather than as a broad capital allocator. 5c Advisor’s classification is unclassified and it operates under a domestic individual ownership structure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • PAUL DEITCH

    Chief Operating OfficerCRD 7071675

  • JASON ROOS

    Chief Financial OfficerCRD 5387516

  • Susan Terenzio

    Chief Compliance OfficerCRD 5653809

Contacts

3 of 3
  • GREGORY SHALETTE

    General CounselCRD 7969403

  • MICHAEL KOESTER

    Co-Founder & Co-Managing PartnerCRD 2613823

  • THOMAS CONNOLLY

    Managing DirectorCRD 2250826

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth