The Moorings Group, LLC

RIASEC RegisteredEst. 2005

Total AUM

$440M

Discretionary

$440M

100% of AUM

Avg account

$2.7M

Accounts

165

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 129403
Registered since: February 3, 2005
Website: mooringsgroup.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: HNWI94.2%
Individuals2.03%
Corporations / Businesses1.71%
Charitable Organizations1.23%
Insurance Companies0.83%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Moorings Group, LLC is an independent registered investment adviser organized as an LLC and SEC‑registered since 2005. The firm charges clients a fee based on a percentage of assets under management and provides discretionary portfolio management for individuals, small businesses, and institutional clients. It is owner‑managed (individual owner type) and does not position itself as a capital allocator or pension consultant. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser.