Biltmore Wealth Management, LLC
Firm details
- Headquarters
- Tempe, Arizona
- CRD number
- 151365
- Registered since
- February 25, 2015
- Website
- www.biltmorewealthaz.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI83.86%
- Individuals15.02%
- Pension & Profit Sharing Plans1.05%
- Charitable Organizations0.08%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Biltmore Wealth Management, LLC is an independent, limited liability advisory firm that provides fee-based portfolio management primarily for individuals, families and small businesses. The firm is SEC registered (registered in 2015) and is owned by an individual. Its stated advisory services include portfolio management for individual/small-business clients and for businesses or institutions. Biltmore reports a preference for equities as the primary asset class, charges clients a percentage-of-AUM fee, and lists an insurance company among its industry affiliations. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- Cash & Cash Equivalents37%
- Public Funds/Mutual Funds3%
- US Government Bonds1%
Contacts
3 of 3
Kevin Sweeney
Co-FounderCRD 3256045
Max Rossiter
Financial AdvisorCRD 6262378
Timothy Carpenter
Co-Founder & Portfolio ManagerCRD 1263145
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$693M in ETFs
93%
$644M
7%
$48.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $39.1M | 199,868 | 5.65% |
Location
Tempe, AZ
Maricopa
Location
Tempe, AZ
Headquartered in Tempe, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 1400 E Southern Ave
- Time zone
- MT (UTC-7)
- Office locations
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