OPTIMA CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2025

Total AUM

$150M

Discretionary

$150M

100% of AUM

Avg account

$352K

Accounts

427

Employees

Advisory reps

Firm details

Headquarters: TEMPE, Arizona
CRD number: 306036
Registered since: February 18, 2025
Website: www.optimacapitalmgt.com
Custodians: CHARLES SCHWAB & CO., INC., THE STANDARD
Fee structure: Percentage of AUM
Client types: HNWI46.8%
Individuals39.84%
Pension & Profit Sharing Plans13.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Optima Capital Management is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2025. The firm serves individual and family clients on a fee-for-service basis, charging a percentage of assets under management. Ownership is individual and the firm identifies as a capital allocator, engaging third-party managers alongside its own portfolio services. Optima provides financial planning, portfolio management for individuals, small businesses and institutions, conducts selection of other advisers, and runs educational seminars and workshops. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities57%
Public Funds/Mutual Funds40%
Cash & Cash Equivalents2%
State & Local Bonds1%

Contacts

3 of 4

TODD BENDELL
Managing Partner, Wealth Management Advisor, Financial PlanningCRD 6164333
Alexander Pehar
Relationship ManagementCRD 7878922
Jonathan Elliott
Managing Partner, Wealth Management Advisor, Portfolio ManagementCRD 4641046