Osterweis Capital Management

RIASEC Registered

Total AUM

$439M

Discretionary

$439M

100% of AUM

Avg account

$12.6M

Accounts

35

Employees

66

Advisory reps

14

Firm details

Headquarters: San Francisco, California
CRD number: 105421
Registered since: March 3, 1983
Website: www.osterweis.com
Custodians: CITI PRIVATE BANK, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI62.8%
Investment Companies33.77%
State / Municipal Government3.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Osterweis Capital Management is a corporation operating as an institutional registered investment adviser. The firm is SEC-registered (registered in 1983) and serves both individuals/families and institutional clients. Services listed include portfolio management across individual, business and investment company mandates, plus financial planning. Compensation is primarily percentage-of-AUM fees with some fixed-fee engagements. The firm reports a preference for equity strategies and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities98%
Cash & Cash Equivalents1%
Other1%

Owners & executives

3 of 4

John Tavernetti
Chief Compliance OfficerCRD 2725108
Gregory Hermanski
Co-Chief Investment OfficerCRD 3067618
Carl Kaufman
Co-President & Co-Chief Executive OfficerCRD 864661

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Contacts

3 of 10

John Stephen Maclellan
DirectorCRD 1050214
John Osterweis
FounderCRD 354004
Martha Angove
TrusteeCRD 1053786

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area: San Jose-San Francisco-Oakland, CA
Region: West
County: San Francisco
Address: 1 Maritime Plz
Time zone: PT (UTC-8)
Office locations

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