Osterweis Capital Management
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 105421
- Registered since
- March 3, 1983
- Website
- www.osterweis.com
- Custodians
- CITI PRIVATE BANK, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62.8%
- Investment Companies33.77%
- State / Municipal Government3.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Osterweis Capital Management is an independent, SEC-registered registered investment adviser formed as a corporation and operating since the early 1980s. The firm serves both individual/family and institutional clients and delivers traditional advisory services: financial planning plus portfolio management for individuals, small businesses, investment companies, and other institutions. Compensation is a mix of percentage-of-AUM and fixed fees. Osterweis does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator running proprietary private funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents1%
- Other1%
Owners & executives
3 of 4
John Tavernetti
Chief Compliance OfficerCRD 2725108
Gregory Hermanski
Co-Chief Investment OfficerCRD 3067618
Catherine Halberstadt
Co-President & Co-Chief Executive OfficerCRD 2468289
Contacts
3 of 10Rebecca Hermanski
TrusteeCRD 6470590
Sarah Chang
TrusteeCRD 6777568
Rachel Kane
TrusteeCRD 6931798
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 1 Maritime Plz
- Time zone
- PT (UTC-8)
- Office locations
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