The Joseph Group Capital Management

RIASEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$1.3M
Accounts
832
Employees
25
Advisory reps
11

Firm details

Headquarters
Columbus, Ohio
CRD number
165311
Registered since
October 3, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.17%
  • Individuals14.84%
  • Corporations / Businesses2.99%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Joseph Group Capital Management is an independent, owner-operated limited liability company that provides fee-based wealth management to families, individuals and institutional clients. The firm is SEC-registered (registration year 2012) and describes itself as a capital allocator that combines financial planning with discretionary portfolio management for individuals, small businesses and institutions. Its advisory services include selection of third‑party managers, publication of periodicals and educational seminars. Fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 35%, Cash & Cash Equivalents 2%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 84

Active vs passive

$415M in ETFs

Passive

42%

$173M

Active

37%

$242M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US LARGE CAP CORE EQUITY MARKET ETF (DFAL)Dimensional$54.7M1,065,02613.19%

Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
605 S Front St
Time zone
ET (UTC-5)
Office locations

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