PEAK RETIREMENT PLANNING, INC.

RIASEC RegisteredEst. 2024
Total AUM
$631M
Discretionary
$631M
100% of AUM
Avg account
$172K
Accounts
3,675
Employees
22
Advisory reps
16

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
317592
Registered since
May 21, 2024
Custodians
ALTRUIST
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.63%
  • Individuals24.37%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Peak Retirement Planning, Inc. is an independent, individual-owned registered investment adviser that provides advice and portfolio management primarily to individuals and families. The firm offers fee arrangements that combine a percentage-of-AUM component with fixed fees and emphasizes financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. It is not positioned as a capital allocator to third-party alternative funds and does not report an active ESG investing program or multi-state advisory footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 36%, Cash & Cash Equivalents 3%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities36%
  • Cash & Cash Equivalents3%

Contacts

3 of 16
  • DYLON WOOLWINE

    Financial PlannerCRD 8213930

  • ALEC SCHROCK

    Financial PlannerCRD 8049063

  • EMMA HOSTETLER

    Financial PlannerCRD 8128387

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 85

Active vs passive

$500M in ETFs

Passive

98%

$490M

Active

<1%

$9.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$67.2M667,51513.44%

Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
3600 Olentangy River Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth