Peak Retirement Planning, Inc.
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 317592
- Registered since
- May 21, 2024
- Website
- peakretirementplanning.com
- Custodians
- ALTRUIST
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI75.63%
- Individuals24.37%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Peak Retirement Planning, Inc. is an independent, SEC-registered investment adviser that serves individuals and families. The firm is organized as a corporation with individual ownership and offers fee arrangements that include both a percentage-of-AUM component and fixed fees. Its core advisory work centers on financial planning, portfolio management for individuals and small businesses, and running educational seminars and workshops. Peak does not position itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities36%
- Cash & Cash Equivalents3%
Contacts
3 of 14
Joseph Schmitz, Jr.
OwnerCRD 6645469
Dominic Garris
Financial PlannerCRD 7607381
Cole Schrock
Financial PlannerCRD 7589777
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$558M in ETFs
98%
$548M
<1%
$10.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $65.8M | 653,810 | 11.79% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 3600 Olentangy River Rd
- Time zone
- ET (UTC-5)
- Office locations
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