The Fiduciary Alliance
Firm details
- Headquarters
- Greenville, South Carolina
- CRD number
- 284924
- Registered since
- August 17, 2016
- Website
- www.fiduciaryalliance.org
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Individuals48.28%
- HNWI44.74%
- Other Investment Advisers3.29%
- Corporations / Businesses2.62%
- Pension & Profit Sharing Plans0.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
The Fiduciary Alliance is an independent, SEC-registered registered investment adviser formed as an LLC in 2016. The firm serves both individuals/families and institutional clients and describes itself as a capital allocator and selector of other advisers. Its advisory services include financial planning, portfolio management for individuals and small businesses as well as for institutions, and educational seminars or workshops. The firm offers a mix of fee arrangements — percentage of AUM, hourly and fixed fees, and performance-based fees — and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents10%
- State & Local Bonds2%
- Other2%
Owners & executives
3 of 3
David Dunn
Founder & CEOCRD 1858090
Gregory Towner
Chief Investment OfficerCRD 3262601
Robert Moses
CEO & FounderCRD 4132113
Contacts
3 of 46
Michael Childress
Financial AdvisorCRD 8287551
Brianna Madren
Founder and Financial AdvisorCRD 6686584
Christopher Balcerowiak
Founder and OwnerCRD 1568743
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 289Active vs passive
$831M in ETFs
76%
$631M
14%
$200M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $35.8M | 434,686 | 4.31% |
Location
Greenville, SC
Greenville
Location
Greenville, SC
Headquartered in Greenville, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.
- Metro area
- Greenville-Spartanburg-Anderson, SC
- Region
- South
- County
- Greenville
- Address
- 135 S Main St
- Time zone
- ET (UTC-5)
- Office locations
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