THE FIDUCIARY ALLIANCE

RIASEC RegisteredEst. 2016

Total AUM

$2.5B

Discretionary

$2.5B

98% of AUM

Avg account

$276K

Accounts

9,155

Employees

Advisory reps

Firm details

Headquarters: GREENVILLE, South Carolina
CRD number: 284924
Registered since: August 17, 2016
Website: www.fiduciaryalliance.org
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Individuals48.28%
HNWI44.74%
Other Investment Advisers3.29%
Corporations / Businesses2.62%
Pension & Profit Sharing Plans0.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Fiduciary Alliance is an independent, SEC‑registered RIA organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. Founded in 2016 and owned by an individual proprietor, the firm combines financial planning and portfolio management for individuals, small businesses, and institutions with the selection of third‑party advisers and educational seminars. Its fee schedule is flexible — percentage of AUM, hourly and fixed fees are offered alongside performance‑based fee arrangements. The firm does not present itself as an active ESG investor. The organization’s advisory scope emphasizes outsourced manager selection and multi‑sleeve portfolio construction, which aligns with the capital‑allocator designation. Services explicitly include financial planning, discretionary portfolio management for multiple client types, choosing other advisers, and running client educational programs.