The Fiduciary Alliance
Firm details
- Headquarters
- Greenville, South Carolina
- CRD number
- 284924
- Registered since
- August 17, 2016
- Website
- www.fiduciaryalliance.org
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Individuals48.28%
- HNWI44.74%
- Other Investment Advisers3.29%
- Corporations / Businesses2.62%
- Pension & Profit Sharing Plans0.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
The Fiduciary Alliance is an independent, privately owned registered investment adviser organized as an LLC and registered with the SEC since 2016. It serves both individual and family clients as well as institutional investors and operates as a capital allocator, sourcing and placing client capital with third-party managers in addition to managing portfolios directly. Advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars and workshops. The firm charges a mix of fee structures — percentage of AUM, hourly, fixed fees and performance-based fees — and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents10%
- State & Local Bonds2%
- Other2%
Owners & executives
3 of 3
David Dunn
Founder & CEOCRD 1858090
Gregory Towner
Chief Investment OfficerCRD 3262601
Robert Moses
CEO & FounderCRD 4132113
Contacts
3 of 46
Michael Childress
Financial AdvisorCRD 8287551
Michael Mercurio
Vice President, Financial AdvisorCRD 8310090
Brianna Madren
Founder and Financial AdvisorCRD 6686584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 291Active vs passive
$822M in ETFs
74%
$610M
14%
$211M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $40.8M | 464,592 | 4.97% |
Location
Greenville, SC
Greenville
Location
Greenville, SC
Headquartered in Greenville, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.
- Metro area
- Greenville-Spartanburg-Anderson, SC
- Region
- South
- County
- Greenville
- Address
- 135 S Main St
- Time zone
- ET (UTC-5)
- Office locations
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