TFA Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
284982
Registered since
August 16, 2017

Firm profile

FINTRX

Overview

TFA Securities, Inc. is organized as a corporation and is classified in the dataset as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is identified as not acting as a capital allocator and is not flagged as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. Available source fields do not describe advisory mandates, client segments, fee schedules, or specific business lines beyond the investment bank classification, so there is no explicit detail on whether the firm operates a broker-dealer desk, corporate finance practice, underwriting activity, or other capital markets services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Marshall Howard

    Marshall Howard

    President and CEOCRD 4397729

Contacts

3 of 4
  • Steven Thornton

    Steven Thornton

    FinOpCRD 4496384

  • William Newby

    William Newby

    PresidentCRD 3271067

  • Kristin Jackson

    Kristin Jackson

    ChairmanCRD 4384346

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
201 Continental Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth