Cetera Wealth Services, LLC

Broker-DealerFINRA MemberEst. 1983
Total AUM
—
Advisory reps
8,396
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
13572
Registered since
May 18, 1983
Website
cetera.com

Firm profile

FINTRX

Overview

Cetera Wealth Services, LLC is organized as a limited liability company and operates as an independent broker-dealer. The firm has been SEC-registered since 1983. The dataset identifies the owner type as domestic/individual and indicates that the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 35%, Cash & Cash Equivalents 7%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 194
  • Claire Chiara

    Claire Chiara

    COOCRD 7074183

  • Jesse Suhre

    Jesse Suhre

    Investment CoordinatorCRD 7494224

  • Patricia Mccallop

    Patricia Mccallop

    Senior Vice President & Chief Compliance OfficerCRD 5059176

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Contacts

3 of 8202
  • Emily Taylor

    Emily Taylor

    Registered RepresentativeCRD 5233404

  • Lance Hemmer

    Lance Hemmer

    Wealth Management AdvisorCRD 4147697

  • Ryan Hasey

    Ryan Hasey

    Financial AdvisorCRD 5361294

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,435

Active vs passive

$15.2B in ETFs

Passive

86%

$13.1B

Active

14%

$2.1B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$413M784,8482.72%
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Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2301 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth