Cetera Wealth Services, LLC

Broker-DealerFINRA MemberEst. 1983
Total AUM
—
Advisory reps
8,435
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
13572
Registered since
May 18, 1983
Website
cetera.com

Firm profile

FINTRX

Overview

Cetera Wealth Services, LLC is an independent broker-dealer organized as an LLC and registered with the SEC since 1983. The firm operates as a domestic entity and individual-owner structure rather than as a dedicated capital allocator or multi-state investment adviser. Regulatory reporting indicates it does not present itself as an active ESG investor, and it is not listed as a pension consultant or related adviser in the provided snapshot. The firm's role is primarily distribution and intermediary services rather than acting as a single-house asset allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 35%, Cash & Cash Equivalents 7%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 202
  • Elizabeth Moores

    Elizabeth Moores

    Founder and CEOCRD 5776958

  • Brad Neves

    Brad Neves

    Partner, CFOCRD 5781398

  • Kellie Gillespie

    Kellie Gillespie

    COO, Investment Advisor RepresentativeCRD 5791740

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Contacts

3 of 8233
  • Daniel Hebenstreit

    Daniel Hebenstreit

    Financial AdvisorCRD 5639115

  • Steven Deckard

    Investment Advisor RepresentativeCRD 5639980

  • Patrick Dendy

    Patrick Dendy

    Financial AdvisorCRD 5640321

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1,437

Active vs passive

$15.2B in ETFs

Passive

86%

$13.1B

Active

14%

$2.1B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$413M784,8482.71%
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Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2301 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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