TCI WEALTH ADVISORS, INC.
Firm details
- Headquarters
- TUCSON, Arizona
- CRD number
- 107373
- Registered since
- August 30, 1990
- Website
- tciwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.03%
- Individuals15.21%
- Pension & Profit Sharing Plans2.29%
- Charitable Organizations0.84%
- Corporations / Businesses0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
TCI Wealth Advisors, Inc. is an independent registered investment adviser organized as a corporation and operating since 1990. The firm serves both individual and family clients as well as institutional investors, and describes itself as a capital allocator that constructs portfolios and selects outside managers on clients’ behalf. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core advisory services reported include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. TCI reports active incorporation of ESG considerations into its investing approach and was named a Top RIA Firm by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Exchange Traded Equities4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
3 of 4JOHN STEPHENS
CEO & Senior Wealth AdvisorCRD 4535774
ARTURO TELLEZ
Chief Practice OfficerCRD 2105805
ASHLEY SWIFT
Chief Operations OfficerCRD 7694089
Contacts
3 of 42Bradley Hostetler
Financial Planning AssociateCRD 8028258
Ryan Halvorson
Investment Advisor RepresentativeCRD 5985789
Joshua Baird
Investment Adviser RepresentativeCRD 6637070
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 114Active vs passive
$1.7B in ETFs
8%
$138M
90%
$1.5B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $236M | 3,321,432 | 14.18% |
Location
TUCSON, AZ
PIMA
Location
TUCSON, AZ
Headquartered in TUCSON, AZ, anchoring the Tucson-Nogales, AZ metro in the West.
- Metro area
- Tucson-Nogales, AZ
- Region
- West
- County
- PIMA
- Address
- 4011 E Sunrise Dr
- Time zone
- MT (UTC-7)
- Office locations
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