TCI Wealth Advisors, Inc.

RIASEC RegisteredEst. 1990
Total AUM
$5.4B
Discretionary
$5.3B
100% of AUM
Avg account
$453K
Accounts
11,863
Employees
72
Advisory reps
47

Firm details

Headquarters
Tucson, Arizona
CRD number
107373
Registered since
August 30, 1990
Website
tciwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.03%
  • Individuals15.21%
  • Pension & Profit Sharing Plans2.29%
  • Charitable Organizations0.84%
  • Corporations / Businesses0.63%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TCI Wealth Advisors, Inc. is an independent, SEC-registered RIA formed in 1990 that serves both individual/family and institutional clients. The firm functions as a capital allocator, blending in-house portfolio management and financial planning with selection of third-party managers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. TCI lists financial planning, portfolio management for individuals and small businesses, pension consulting, and adviser selection among its core services. The firm identifies as an active ESG investor and was recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%, State & Local Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • John Stephens

    John Stephens

    CEO & Senior Wealth AdvisorCRD 4535774

  • Arturo Tellez

    Arturo Tellez

    Chief Practice OfficerCRD 2105805

  • Ashley Swift

    Ashley Swift

    Chief Operations OfficerCRD 7694089

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Contacts

3 of 43
  • Bradley Hostetler

    Bradley Hostetler

    Financial Planning AssociateCRD 8028258

  • Ryan Halvorson

    Ryan Halvorson

    Investment Advisor RepresentativeCRD 5985789

  • Joshua Baird

    Joshua Baird

    Investment Adviser RepresentativeCRD 6637070

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$2.1B in ETFs

Passive

8%

$159M

Active

91%

$1.9B

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$314M3,829,12515.19%
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Location

Primary office

Tucson, AZ

Pima

Location

Tucson, AZ

Headquartered in Tucson, AZ, anchoring the Tucson-Nogales, AZ metro in the West.

Metro area
Tucson-Nogales, AZ
Region
West
County
Pima
Address
4011 E Sunrise Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth