TCI WEALTH ADVISORS, INC.

RIASEC RegisteredEst. 1990
Total AUM
$5.4B
Discretionary
$5.3B
100% of AUM
Avg account
$453K
Accounts
11,863
Employees
72
Advisory reps
46

Firm details

Headquarters
TUCSON, Arizona
CRD number
107373
Registered since
August 30, 1990
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.03%
  • Individuals15.21%
  • Pension & Profit Sharing Plans2.29%
  • Charitable Organizations0.84%
  • Corporations / Businesses0.63%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TCI Wealth Advisors, Inc. is an independent registered investment adviser organized as a corporation and operating since 1990. The firm serves both individual and family clients as well as institutional investors, and describes itself as a capital allocator that constructs portfolios and selects outside managers on clients’ behalf. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core advisory services reported include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. TCI reports active incorporation of ESG considerations into its investing approach and was named a Top RIA Firm by FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%, State & Local Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • JOHN STEPHENS

    CEO & Senior Wealth AdvisorCRD 4535774

  • ARTURO TELLEZ

    Chief Practice OfficerCRD 2105805

  • ASHLEY SWIFT

    Chief Operations OfficerCRD 7694089

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Contacts

3 of 42
  • Bradley Hostetler

    Financial Planning AssociateCRD 8028258

  • Ryan Halvorson

    Investment Advisor RepresentativeCRD 5985789

  • Joshua Baird

    Investment Adviser RepresentativeCRD 6637070

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 114

Active vs passive

$1.7B in ETFs

Passive

8%

$138M

Active

90%

$1.5B

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$236M3,321,43214.18%

Location

Primary office

TUCSON, AZ

PIMA

Location

TUCSON, AZ

Headquartered in TUCSON, AZ, anchoring the Tucson-Nogales, AZ metro in the West.

Metro area
Tucson-Nogales, AZ
Region
West
County
PIMA
Address
4011 E Sunrise Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth