SEM Wealth Management

RIASEC Registered

Total AUM

$933M

Discretionary

$735M

79% of AUM

Avg account

$230K

Accounts

4,065

Employees

11

Advisory reps

8

Firm details

Headquarters: Tucson, Arizona
CRD number: 112142
Registered since: July 2, 1998
Website: www.semwealth.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM
Client types: HNWI44.58%
Individuals35.94%
Other Investment Advisers19.29%
Charitable Organizations0.17%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SEM Wealth Management is an independent, privately owned registered investment adviser that has been SEC-registered since 1998. The firm operates on a percentage-of-AUM fee model and serves both individual/family clients and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. The firm’s organizational form is a corporation and ownership is listed as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds57%
Exchange Traded Equities40%
Cash & Cash Equivalents2%
Private Funds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 40

Active vs passive

$132M in ETFs

Passive

85%

$112M

Active

3%

$19.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)	BlackRock	Passive	Large Blend	$10.7M	64,379	8.11%

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Primary office

Tucson, AZ

Pima

Location

Tucson, AZ

Headquartered in Tucson, AZ, anchoring the Tucson-Nogales, AZ metro in the West.

Metro area: Tucson-Nogales, AZ
Region: West
County: Pima
Address: 7367 E Tanque Verde Rd
Time zone: MT (UTC-7)
Office locations

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