Tate Private Wealth Advisers

RIASEC Registered
Total AUM
$293M
Discretionary
$293M
100% of AUM
Avg account
$741K
Accounts
396
Employees
4
Advisory reps
1

Firm details

Headquarters
Sacramento, California
CRD number
120938
Registered since
January 3, 2005
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI66.57%
  • Corporations / Businesses16.55%
  • Pension & Profit Sharing Plans7.35%
  • Individuals6.95%
  • Charitable Organizations2.58%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tate Private Wealth Advisers is an independent, privately owned registered investment adviser that has been SEC registered since 2005. The firm operates as a capital allocator and provides fee-based investment advisory services to high-net-worth individuals, families and select institutional clients. Its advisory offering emphasizes discretionary portfolio management for individuals and small businesses and includes the selection and oversight of third‑party managers. Tate charges both percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor, and it lists accounting industry affiliations among its professional relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 14%, US Government Bonds 8%, State & Local Bonds 4%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents14%
  • US Government Bonds8%
  • State & Local Bonds4%

Contacts

1 of 1
  • Michael Tate

    Michael Tate

    Managing PrincipalCRD 2640834

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sacramento, CA

Sacramento

Location

Sacramento, CA

Headquartered in Sacramento, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
Sacramento
Address
1545 River Park Dr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth