ADAMS ASHBY FINANCIAL ADVISORS

RIASEC RegisteredEst. 2018
Total AUM
$480M
Discretionary
$479M
100% of AUM
Avg account
$4.7M
Accounts
102
Employees
2
Advisory reps
2

Firm details

Headquarters
SACRAMENTO, California
CRD number
149683
Registered since
October 16, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI98.65%
  • Pension & Profit Sharing Plans0.85%
  • Individuals0.41%
  • Charitable Organizations0.08%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Adams Ashby Financial Advisors is a privately owned advisory corporation that registered with the SEC in 2018. The firm serves both individual and family clients as well as institutional investors, charging clients on a percentage-of-AUM basis. Its advisory services include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm is not an active ESG investor, is not designated as a multi-state adviser, and does not operate as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Cash & Cash Equivalents 25%, US Government Bonds 11%, Public Funds/Mutual Funds 8%56%
  • Exchange Traded Equities56%
  • Cash & Cash Equivalents25%
  • US Government Bonds11%
  • Public Funds/Mutual Funds8%

Contacts

2 of 2
  • JEFFREY ADAMS

    Registered Investment AdvisorCRD 2712051

  • NINA ADAMS

    Owner, Investment Advisor RepresentativeCRD 2163086

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$53.8M in ETFs

Passive

67%

$35.9M

Active

0%

$17.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM)Vanguard$17.6M118,86432.72%

Location

Primary office

SACRAMENTO, CA

SACRAMENTO

Location

SACRAMENTO, CA

Headquartered in SACRAMENTO, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
SACRAMENTO
Address
3508 Cody Way
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth