SYM Financial Advisors

RIASEC Registered

Total AUM

$5.8B

Discretionary

$5.1B

88% of AUM

Avg account

$871K

Accounts

6,673

Employees

Advisory reps

Firm details

Headquarters: Winona Lake, Indiana
CRD number: 107517
Registered since: May 15, 1985
Website: www.sym.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI58.26%
Pension & Profit Sharing Plans19.6%
Charitable Organizations14.02%
Individuals7.15%
Corporations / Businesses0.96%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SYM Financial Advisors is an independent, privately owned registered investment adviser organized as a corporation. The firm is SEC-registered and has been registered since 1985. It serves both high-net-worth individuals and families as well as institutional clients, operating as a capital allocator that blends discretionary portfolio management with financial planning and consulting services. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Service lines highlighted on the firm’s ADV include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting, selection of other advisers, and educational seminars/workshops. SYM does not identify as an active ESG investor. The firm was listed among FA Magazine’s Top RIA Firms in 2020.