Sweeney & Michel, LLC
Firm details
- Headquarters
- Chico, California
- CRD number
- 282595
- Registered since
- June 1, 2018
- Website
- sweeneymichel.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI47.45%
- Individuals36.19%
- Pension & Profit Sharing Plans7.8%
- Corporations / Businesses5.67%
- Charitable Organizations2.89%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Sweeney & Michel, LLC is an independent registered investment adviser operating as a limited liability company and SEC-registered since 2018. The firm is owned by an individual principal and serves both individuals/families and institutional clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not present itself as a capital allocator and is not identified as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities23%
- Cash & Cash Equivalents13%
- US Government Bonds5%
- State & Local Bonds2%
Contacts
3 of 3
Katie Junk
Paraplanner, Financial AdvisorCRD 6942651
Renee Michel
Founding PartnerCRD 4713493
Joseph Sweeney
PartnerCRD 4968553
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 92Active vs passive
$269M in ETFs
74%
$200M
21%
$69M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $33.4M | 196,749 | 12.39% |
Location
Chico, CA
Butte
Location
Chico, CA
Headquartered in Chico, CA, in the West of the United States.
- Region
- West
- County
- Butte
- Address
- 196 Cohasset Rd
- Time zone
- PT (UTC-8)
- Office locations
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