SBJ CAPITAL

RIASEC RegisteredEst. 2022
Total AUM
$749M
Discretionary
$749M
100% of AUM
Avg account
$50M
Accounts
15
Employees
19
Advisory reps
6

Firm details

Headquarters
WALNUT CREEK, California
CRD number
293841
Registered since
July 29, 2022
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SBJ Capital is a privately held limited liability company that operates as a private equity manager and adviser to pooled investment vehicles. The firm’s advisory activity centers on portfolio management for pooled vehicles and it serves an institutional client base. SBJ Capital functions as sponsor, general partner and managing member of its funds, which indicates it both structures and manages private equity vehicles rather than acting solely as a passive allocator. Investment activity is highly concentrated in private equity: the firm manages multiple closed-end vehicles and appears to prioritize direct and fund-level private equity strategies. Its fee model includes percentage-of-AUM charges, fixed fees and performance-based fees, consistent with traditional private equity economics (management fees plus carried interest). The firm is not an active ESG investor and reports that it is not a multi-state adviser, even though it maintains offices in more than one state.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CHRISTIAN WARD

    Chief Financial Officer & Chief Compliance OfficerCRD 7334627

Contacts

3 of 5
  • HAROLD JESSE

    Managing DirectorCRD 1971411

  • THOMAS BARBER

    Managing DirectorCRD 2938092

  • MATTHEW COLE

    Managing DirectorCRD 6929720

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WALNUT CREEK, CA

CONTRA COSTA

Location

WALNUT CREEK, CA

Headquartered in WALNUT CREEK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
2001 N Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth