Castle Rock Wealth Management, LLC
Firm details
- Headquarters
- Walnut Creek, California
- CRD number
- 199513
- Registered since
- June 9, 2017
- Website
- crwmadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI50.42%
- Individuals47.96%
- Pension & Profit Sharing Plans1.57%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Castle Rock Wealth Management, LLC is an independent, owner-operated Registered Investment Adviser that registered with the SEC in 2017. The firm serves both high-net-worth individuals and institutional clients and charges fees based on a percentage of assets under management. Castle Rock acts as a capital allocator and performs portfolio management for individuals, small businesses and institutions, provides financial planning and pension consulting services, and engages in the selection of other advisers. It maintains broker-dealer registered representatives and insurance brokerage capabilities as part of its business activities. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents12%
- US Government Bonds8%
- Public Funds/Mutual Funds8%
- Non-Exchange Traded Equities1%
Contacts
3 of 7
Willard Folsom
Financial AdvisorCRD 6189952
Joan Block
Financial AdvisorCRD 722529
James Luippold
Founding PartnerCRD 3031318
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 168Active vs passive
$285M in ETFs
63%
$179M
32%
$106M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $22.4M | 222,619 | 7.85% |
Location
Walnut Creek, CA
Contra Costa
Location
Walnut Creek, CA
Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 1777 Botelho Dr
- Time zone
- PT (UTC-8)
- Office locations
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