CASTLE ROCK WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- WALNUT CREEK, California
- CRD number
- 199513
- Registered since
- June 9, 2017
- Website
- crwmadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI50.42%
- Individuals47.96%
- Pension & Profit Sharing Plans1.57%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Castle Rock Wealth Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2017. The firm is owned by an individual and bills itself as a capital allocator serving both individual/family and institutional clients. Its advisory business centers on financial planning and discretionary portfolio management for individuals, small businesses and institutions, and it offers pension consulting and manager-selection services. Compensation is based on a percentage of assets under management. Castle Rock also operates as a registered representative of a broker-dealer and as an insurance broker, and it is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents12%
- US Government Bonds8%
- Public Funds/Mutual Funds8%
- Non-Exchange Traded Equities1%
Contacts
3 of 7WILLARD FOLSOM
Financial AdvisorCRD 6189952
MARK BERTOLI
Managing PartnerCRD 1566759
JENNIFER MITCHELL
Senior Financial AdvisorCRD 2426449
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 156Active vs passive
$219M in ETFs
58%
$127M
39%
$92M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TREASURY FLOATING RATE BOND ETF (TFLO) | BlackRock | Passive | Ultrashort Bond | $15.4M | 303,924 | 7.03% |
Location
WALNUT CREEK, CA
CONTRA COSTA
Location
WALNUT CREEK, CA
Headquartered in WALNUT CREEK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- CONTRA COSTA
- Address
- 1777 Botelho Dr
- Time zone
- PT (UTC-8)
- Office locations
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