Spiegelman Wealth Management, Inc.

RIASEC RegisteredEst. 2025
Total AUM
$443M
Discretionary
$443M
100% of AUM
Avg account
$839K
Accounts
528
Employees
4
Advisory reps
3

Firm details

Headquarters
Walnut Creek, California
CRD number
336637
Registered since
June 26, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI93.24%
  • Individuals6.76%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Spiegelman Wealth Management, Inc. is an independent, individually owned registered investment adviser that provides financial planning and portfolio management for individuals and small businesses. The firm operates on a percentage-of-AUM fee model and is SEC-registered (registration year listed as 2025). Its practice is focused on individual and family clients rather than institutional mandates; the firm does not identify as an active ESG investor, multi-state adviser, pension consultant, or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 11%, Cash & Cash Equivalents 7%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%
  • Non-Exchange Traded Equities1%

Contacts

3 of 3
  • Adam Spiegelman

    Adam Spiegelman

    Wealth AdvisorCRD 3098702

  • Julie Brim

    Julie Brim

    Wealth Management AssociateCRD 4357964

  • Arabelle Rachel Restauro

    Arabelle Rachel Restauro

    Wealth Planning AssociateCRD 4852910

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1212 Broadway Plz
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth