Sutter Securities Incorporated
Firm details
- Headquarters
- Irvine, California
- CRD number
- 30770
- Registered since
- September 15, 1992
- Website
- suttersecurities.com
Firm profile
FINTRXOverview
Sutter Securities Incorporated is listed as a corporate investment bank that has been SEC-registered since 1992. FINTRX classifies the firm as a domestic corporate entity with individual ownership, and the dataset flags it as not acting as a capital allocator. The profile does not show active ESG investing, multi-state advisory activity, pension consulting, or related-adviser status, and it is not noted as a newly formed adviser. FINTRX does not populate client segments, fee schedules, or detailed advisory activities for the firm. Combined with the investment-bank classification and the absence of reported client assets, the available information implies the firm operates in non-discretionary or intermediary roles more typical of broker-dealers or investment banks rather than as an asset-gathering wealth manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Daniel Mcclory
CEOCRD 1390780

Lincoln Smith
CEOCRD 2501422
Contacts
3 of 32
Robert Maley
PresidentCRD 2442794

Nehru Chomatil
Head TraderCRD 2342004
Robert Bull
FinOpCRD 1521134
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 6 Venture
- Time zone
- PT (UTC-8)
- Office locations
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