Sutter Securities Incorporated

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
30770
Registered since
September 15, 1992

Firm profile

FINTRX

Overview

Sutter Securities Incorporated is listed as a corporate investment bank that has been SEC-registered since 1992. FINTRX classifies the firm as a domestic corporate entity with individual ownership, and the dataset flags it as not acting as a capital allocator. The profile does not show active ESG investing, multi-state advisory activity, pension consulting, or related-adviser status, and it is not noted as a newly formed adviser. FINTRX does not populate client segments, fee schedules, or detailed advisory activities for the firm. Combined with the investment-bank classification and the absence of reported client assets, the available information implies the firm operates in non-discretionary or intermediary roles more typical of broker-dealers or investment banks rather than as an asset-gathering wealth manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Daniel Mcclory

    Daniel Mcclory

    CEOCRD 1390780

  • Lincoln Smith

    Lincoln Smith

    CEOCRD 2501422

Contacts

3 of 32
  • Robert Maley

    Robert Maley

    PresidentCRD 2442794

  • Nehru Chomatil

    Nehru Chomatil

    Head TraderCRD 2342004

  • Robert Bull

    FinOpCRD 1521134

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth