Sutter Securities Incorporated

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
30770
Registered since
September 15, 1992

Firm profile

FINTRX

Overview

Sutter Securities Incorporated is organized as a corporation and is classified in the dataset as an investment bank. The firm was first registered with the SEC in 1992. Ownership is identified as a mix of a domestic entity and an individual. FINTRX records indicate the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not recorded as serving as a pension consultant or as a related adviser. The FINTRX entry for Sutter Securities Incorporated provides minimal detail on advisory activities, client segments, or fee arrangements; those fields are not populated in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lincoln Smith

    Lincoln Smith

    CEOCRD 2501422

  • Daniel Mcclory

    Daniel Mcclory

    CEOCRD 1390780

Contacts

3 of 32
  • Charles Huffington

    Registered RepresentativeCRD 844086

  • Sean Mollard

    Sean Mollard

    Head of SyndicateCRD 4691416

  • Nickolas Alleva

    Investment AdvisorCRD 5402661

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth