Sutter Securities Incorporated

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
30770
Registered since
September 15, 1992

Firm profile

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Overview

Sutter Securities Incorporated is organized as a corporation and appears in public records with an SEC registration dating to 1992. The firm is classified as an investment bank and lists its ownership as a mix of a domestic entity and an individual. Available firm attributes indicate it does not operate as a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Fields that often describe business lines and client segments — such as stated business activities, advisory services, fee structure, and client base — are not provided in the source dataset for this entity, so the firm’s specific service mix and target clients cannot be documented here.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Lincoln Smith

    Lincoln Smith

    CEOCRD 2501422

  • Daniel Mcclory

    Daniel Mcclory

    CEOCRD 1390780

Contacts

3 of 32
  • Charles Huffington

    Registered RepresentativeCRD 844086

  • Sean Mollard

    Sean Mollard

    Head of SyndicateCRD 4691416

  • Nickolas Alleva

    Investment AdvisorCRD 5402661

Unlock 29 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth