SUMMITRY, LLC

RIASEC RegisteredEst. 2003
Total AUM
$3.4B
Discretionary
$3.4B
100% of AUM
Avg account
$831K
Accounts
4,031
Employees
46
Advisory reps
28

Firm details

Headquarters
FOSTER CITY, California
CRD number
128586
Registered since
September 26, 2003
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.88%
  • Individuals12.08%
  • Investment Companies2.4%
  • Charitable Organizations1.89%
  • Corporations / Businesses0.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Summitry, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2003. The firm serves both high-net-worth individuals and families as well as institutional clients, positioning itself as a capital allocator that combines financial planning with discretionary portfolio management across individuals, small businesses, investment companies and other institutions. Fee arrangements include percentage-of-AUM pricing and fixed fees. Summitry provides manager selection services and allocates to third-party managers rather than relying solely on in‑house alternatives sourcing. The firm is not identified as an active ESG investor. Summitry was named to FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Investment Grade Corp Bonds 12%, Cash & Cash Equivalents 9%, State & Local Bonds 8%, Public Funds/Mutual Funds 2%, Other 1%68%
  • Exchange Traded Equities68%
  • Investment Grade Corp Bonds12%
  • Cash & Cash Equivalents9%
  • State & Local Bonds8%
  • Public Funds/Mutual Funds2%

Owners & executives

3 of 5
  • JAMES VANDEVOORDE

    President and Chief Executive OfficerCRD 2430153

  • KURT HOEFER

    Chief Strategy OfficerCRD 1055179

  • JOSEPH MARTIN

    Chief Client Experience OfficerCRD 3058406

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Contacts

3 of 23
  • ROBERT HAMMACK

    PrincipalCRD 5481216

  • ALEXANDER TRAN

    Director of Investment OperationsCRD 6122936

  • ERIC JUNGLING

    Senior Financial AdvisorCRD 4190007

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 38

Active vs passive

$371M in ETFs

Passive

66%

$246M

Active

<1%

$126M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBONDS DEC 2044 TERM TREASURY ETF (IBGA)BlackRock$45.1M1,835,05512.13%

Location

Primary office

FOSTER CITY, CA

SAN MATEO

Location

FOSTER CITY, CA

Headquartered in FOSTER CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
919 E Hillsdale Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth