Neumann Capital Management
Firm details
- Headquarters
- Foster City, California
- CRD number
- 112182
- Registered since
- March 13, 1992
- Website
- www.neumanncapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.63%
- Individuals4.23%
- Charitable Organizations0.09%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Neumann Capital Management is an independent, owner-operated registered investment adviser organized as an LLC and on the SEC register since 1992. The firm serves individual and family clients (and small-business portfolios) on a percentage-of-AUM fee basis, with primary advisory services focused on financial planning and discretionary portfolio management. The adviser does not position itself as a multi-state or pension consultant, and it is not listed as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities25%
- Cash & Cash Equivalents2%
Contacts
3 of 3
Daniel Platt
Partner, Wealth ManagerCRD 4772200
Caroline Gorham
Partner, Wealth ManagerCRD 7355176
Ekaterina Atanassov
Principal & Wealth ManagerCRD 7355178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$124M in ETFs
96%
$119M
0%
$5.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P SMALL-CAP ETF (IJR) | BlackRock | Passive | Small Blend | $17.6M | 118,530 | 14.20% |
Location
Foster City, CA
San Mateo
Location
Foster City, CA
Headquartered in Foster City, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 303 Vintage Park Dr
- Time zone
- PT (UTC-8)
- Office locations
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