SUMMIT WEALTH GROUP LLC

RIASEC RegisteredEst. 2015
Total AUM
$762M
Discretionary
$753M
99% of AUM
Avg account
$527K
Accounts
1,445
Employees
10
Advisory reps
7

Firm details

Headquarters
EXETER, New Hampshire
CRD number
282205
Registered since
December 23, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.08%
  • Individuals11.62%
  • Pension & Profit Sharing Plans2.3%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Summit Wealth Group LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2015. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and third‑party manager selection. Compensation models include asset‑based fees as well as hourly and fixed fee arrangements. In addition to its RIA activities, the firm maintains affiliated business roles as a registered representative of a broker‑dealer, an insurance broker, and an accountant. Summit identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 7%, Cash & Cash Equivalents 4%, State & Local Bonds 1%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Contacts

3 of 7
  • HEATHER MEEKS

    AdvisorCRD 5400868

  • Andrew Schwarz

    Portfolio ManagerCRD 6106248

  • KATHERINE ADAMS

    Client Relationship ManagerCRD 4171657

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$405M in ETFs

Passive

76%

$309M

Active

24%

$96.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$73.7M123,26818.17%

Location

Primary office

EXETER, NH

ROCKINGHAM

Location

EXETER, NH

Headquartered in EXETER, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ROCKINGHAM
Address
20B Hampton Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth