Carlson Investments

RIASEC RegisteredEst. 1989

Total AUM

$736M

Discretionary

$736M

100% of AUM

Avg account

$824K

Accounts

893

Employees

Advisory reps

Firm details

Headquarters: Concord, New Hampshire
CRD number: 105729
Registered since: June 12, 1989
Website: www.carlsoninvest.com
Custodians: CHARLES SCHWAB & CO., INC., COMMERCE NATIONAL BANK & TRUST
Fee structure: Percentage of AUM
Client types: HNWI56.73%
Pension & Profit Sharing Plans25.81%
Individuals16.51%
Charitable Organizations0.9%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Carlson Investments is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1989. The firm serves both individual and family clients as well as institutional accounts, operating primarily on a percentage-of-AUM fee model. Advisory services explicitly include financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. Carlson’s investment posture favors equities and exchange-traded instruments as core building blocks, while also integrating income and alternative elements into client portfolios. The firm is owned by an individual and does not position itself as a capital allocator to external managers in a primary role.