LEDGEWOOD WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2019
Total AUM
$217M
Discretionary
$209M
97% of AUM
Avg account
$847K
Accounts
256
Employees
2
Advisory reps
2

Firm details

Headquarters
EXETER, New Hampshire
CRD number
109049
Registered since
March 22, 2019
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.51%
  • Individuals5.69%
  • Corporations / Businesses1.68%
  • Charitable Organizations0.13%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Ledgewood Wealth Advisors, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2019. The firm serves both individual and family clients as well as institutional accounts, focusing on financial planning and portfolio management for individuals and small businesses. Its billing model includes percentage-of-AUM fees as well as hourly and fixed-fee arrangements, suggesting flexibility for both ongoing advisory relationships and one-off planning engagements. The firm does not identify as an active ESG investor and is not described as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 11%, Investment Grade Corp Bonds 6%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds11%
  • Investment Grade Corp Bonds6%
  • US Government Bonds2%
  • Non-Exchange Traded Equities1%

Contacts

2 of 2
  • ROBERT WOFCHUCK

    Managing MemberCRD 1796660

  • LAWRENCE SARKOZY

    Financial AdvisorCRD 4352258

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$134M in ETFs

Passive

61%

$82M

Active

31%

$51.7M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU)DimensionalActiveLarge Blend$14.7M325,61610.99%

Location

Primary office

EXETER, NH

ROCKINGHAM

Location

EXETER, NH

Headquartered in EXETER, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ROCKINGHAM
Address
92 Portsmouth Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth