Summit Global Investments, LLC

RIASEC Registered

Total AUM

$2.3B

Discretionary

$2.3B

100% of AUM

Avg account

$212K

Accounts

10,822

Employees

Advisory reps

102

Firm details

Headquarters: Bountiful, Utah
CRD number: 157091
Registered since: May 10, 2012
Website: sgiam.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies58.43%
HNWI15.31%
Individuals13.25%
Corporations / Businesses12.95%
Pooled Investment Vehicles0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Summit Global Investments, LLC is an independent registered investment adviser that has been SEC-registered since 2012. The firm serves both individuals and institutional clients and offers financial planning and portfolio management across a range of account types, including separately managed accounts and pooled investment vehicles. Its fee arrangements include percentage-of-AUM and performance-based fees, and the firm also acts in sponsor/GP and insurance-related capacities for pooled products. Summit’s business activity spans portfolio management for individuals, small businesses, investment companies, pooled vehicles, and institutional entities. The firm is not positioned as an ESG-focused allocator and does not identify as a multi-state or pension consultant adviser in its filings.