SG TRADING SOLUTIONS, LLC

RIASEC RegisteredEst. 2022
Total AUM
$912M
Discretionary
$912M
100% of AUM
Avg account
$152M
Accounts
6
Employees
5
Advisory reps
2

Firm details

Headquarters
BOUNTIFUL, Utah
CRD number
322928
Registered since
August 30, 2022
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

SG Trading Solutions, LLC is an SEC-registered limited liability company that provides portfolio management services to investment companies. The firm is set up to serve institutional clients and charges fees as a percentage of assets under management. It is not designated as a capital allocator and does not identify as an active ESG investor. Industry affiliation is listed as an “Other Investment Adviser.” The firm’s registration with the SEC dates to 2022. Ownership is described as a combination of a domestic entity and an individual. Several standard adviser roles are marked negative: SG Trading Solutions is not a multi-state adviser, not a pension consultant, and not listed as a related adviser to another manager.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID HARDEN

    Chief Executive OfficerCRD 2408466

Contacts

1 of 1
  • JOHN LORE

    General CounselCRD 6360681

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOUNTIFUL, UT

DAVIS

Location

BOUNTIFUL, UT

Headquartered in BOUNTIFUL, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
DAVIS
Address
620 S Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth