Strata Wealth Advisors, LLC

RIASEC Registered
Total AUM
$886M
Discretionary
$886M
100% of AUM
Avg account
$922K
Accounts
961
Employees
14
Advisory reps
11

Firm details

Headquarters
Dallas, Texas
CRD number
285973
Registered since
April 21, 2017
Website
www.stratawealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.76%
  • Individuals6.02%
  • Pension & Profit Sharing Plans0.23%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Strata Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC and first registered in 2017. It focuses on serving individuals and families, delivering financial planning, portfolio management for individuals and small businesses, and pension consulting, while also operating as an insurance broker. Its fee model combines percentage-of-assets-under-management billing with fixed fees. The firm does not act as a capital allocator and relies on external managers for alternative exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Other 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Other2%

Owners & executives

3 of 3
  • Vyoma Patel

    Vyoma Patel

    Chief Compliance Officer & Director of OperationsCRD 5732264

  • Kenneth Painter

    Kenneth Painter

    Founder & CEOCRD 4362164

  • Mark Whidby

    Mark Whidby

    Chief Investment OfficerCRD 2283428

Contacts

3 of 8
  • Brandon Cumba

    Brandon Cumba

    Director – Advisory ServicesCRD 6147073

  • Dusty Wallace

    Dusty Wallace

    PresidentCRD 4905581

  • Jeremy Curtis

    Jeremy Curtis

    DirectorCRD 6047425

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$372M in ETFs

Passive

58%

$217M

Active

32%

$156M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)SchwabPassiveForeign Large Value$62.9M1,170,85816.92%
Unlock additional holdings →

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
8750 N Central Expy
Time zone
CT (UTC-6)
Office locations

Similar firms

Bluescape Energy Partners LLC

RIA

Dallas, TX

AUM $890MTEAM 9REPS 4

LWO LLC

RIA

Dallas, TX

AUM $891MTEAM 23REPS 3

Commerce Street Investment Management

RIA

Dallas, TX

AUM $891MTEAM 14REPS 15

Riata Capital Group, LLC

RIA

Dallas, TX

AUM $901MTEAM 19REPS 4

Brookmont Capital Management

RIA

Dallas, TX

AUM $910MTEAM 4REPS 3

Braemont Capital

RIA

Dallas, TX

AUM $913MTEAM 17REPS 3
More RIAs in Dallas →All Texas RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth