STRATA WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$886M
Discretionary
$886M
100% of AUM
Avg account
$922K
Accounts
961
Employees
14
Advisory reps
9

Firm details

Headquarters
DALLAS, Texas
CRD number
285973
Registered since
April 21, 2017
Website
www.stratawealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.76%
  • Individuals6.02%
  • Pension & Profit Sharing Plans0.23%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Strata Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm primarily serves individual and family clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting. Strata also operates as an insurance broker. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Other 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Other2%

Owners & executives

3 of 3

  • KENNETH PAINTER

    Founder & Chief Exceutive OfficerCRD 4362164

  • VYOMA PATEL

    Chief Compliance Officer & Director of OperationsCRD 5732264

  • MARK WHIDBY

    Chief Investment OfficerCRD 2283428

Contacts

3 of 6

  • BENJAMIN PHILIPS

    Associate Financial PlannerCRD 7276205

  • Amanda Sasko

    Associate Financial PlannerCRD 7713718

  • Abigail Caldwell

    Financial PlannerCRD 6668291

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$292M in ETFs

Passive

65%

$190M

Active

28%

$102M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)SchwabPassiveForeign Large Value$57.8M1,180,89919.79%
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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
8750 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth