Probity Advisors, Inc.

RIASEC RegisteredEst. 2002

Total AUM

$859M

Discretionary

$858M

100% of AUM

Avg account

$751K

Accounts

1,144

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 121849
Registered since: October 3, 2002
Website: probityadvisors.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.88%
Individuals15.2%
Corporations / Businesses10.78%
Pension & Profit Sharing Plans10.63%
Charitable Organizations1.5%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Probity Advisors, Inc. is an independent, SEC-registered advisory firm (registered in 2002) organized as a corporation with domestic entity and individual ownership. The firm serves both individual/family clients and institutional accounts, delivering financial planning, portfolio management for individuals and small businesses, pension consulting services, published commentary, and educational workshops. Its fee arrangements include percentage-of-assets, hourly fees, and fixed fees. Probity identifies as an active ESG investor and integrates environmental, social, and governance considerations into its investment process. The firm does not act as a capital allocator; instead it deploys client capital into third-party managers and pooled vehicles when using alternative strategies.