Commerce Street Investment Management

RIASEC Registered

Total AUM

$891M

Discretionary

$301M

34% of AUM

Avg account

$13.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 144278
Registered since: January 22, 2008
Website: commercestreetholdings.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, EMPOWER TRUST COMPANY, PRINCIPAL FINANCIAL TRUST
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pension & Profit Sharing Plans66.27%
Charitable Organizations20.89%
Pooled Investment Vehicles9.64%
Corporations / Businesses2.56%
HNWI0.35%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Commerce Street Investment Management is an LLC that registers as a private equity fund manager and provides advisory services to both individual/family and institutional clients. The firm has been SEC-registered since 2008 and charges a mix of percentage-of-AUM, fixed, performance-based and other fee arrangements. Its advisory remit spans discretionary and non-discretionary portfolio management for individuals/small businesses, pooled investment vehicles and business/institutional clients, plus pension consulting. Commerce Street reports it is not an active ESG investor and is not a multi-state adviser. The firm also acts in several operational roles across the investment lifecycle: it serves as a broker-dealer sponsor, acts as a general partner and is a managing member of pooled investment vehicles. Ownership is split between domestic entities and individuals.