STEELE CREEK INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 170209
- Registered since
- March 9, 2014
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles92.76%
- Business Development Companies7.24%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Steele Creek Investment Management LLC is a privately held investment adviser that runs pooled vehicles and investment company mandates focused on securitized assets and private equity. The firm acts primarily for institutional clients and structures strategies around closed-end and pooled products rather than single-family retail accounts. Its advisory activity centers on portfolio management for investment companies and other pooled investment vehicles, and it also serves in sponsor or general partner roles for those vehicles. Investment approach leans toward asset-backed and securitized strategies at scale, supported by a material private equity allocation. The firm discloses active ESG engagement as part of its process, which suggests ESG factors are integrated into underwriting and portfolio monitoring. Fee arrangements combine a percentage of assets under management with performance-based fees, consistent with its focus on institutional pooled funds where incentive alignment is typical. Steele Creek maintains several industry relationships beyond pure advisory work: it has affiliations with broker-dealers and other investment adviser entities and is set up to act as a commodity pool operator/CTA and sponsor or managing member of pooled vehicles. It is not labeled as a capital allocator — the firm operates and manages funds and vehicles directly rather than functioning solely as an allocator to external managers.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2GLENN DUFFY
Chief Investment OfficerCRD 1806437
MAX WAGENBERG
Chief Operating OfficerCRD 6421952
Contacts
1 of 1CHRISTOPHER RYAN
Managing DirectorCRD 1581034
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 201 S College St
- Time zone
- ET (UTC-5)
- Office locations
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