STEELE CREEK INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$158M
Accounts
11
Employees
12
Advisory reps
3

Firm details

Headquarters
Charlotte, North Carolina
CRD number
170209
Registered since
March 9, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.76%
  • Business Development Companies7.24%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Steele Creek Investment Management LLC is a privately held investment adviser that runs pooled vehicles and investment company mandates focused on securitized assets and private equity. The firm acts primarily for institutional clients and structures strategies around closed-end and pooled products rather than single-family retail accounts. Its advisory activity centers on portfolio management for investment companies and other pooled investment vehicles, and it also serves in sponsor or general partner roles for those vehicles. Investment approach leans toward asset-backed and securitized strategies at scale, supported by a material private equity allocation. The firm discloses active ESG engagement as part of its process, which suggests ESG factors are integrated into underwriting and portfolio monitoring. Fee arrangements combine a percentage of assets under management with performance-based fees, consistent with its focus on institutional pooled funds where incentive alignment is typical. Steele Creek maintains several industry relationships beyond pure advisory work: it has affiliations with broker-dealers and other investment adviser entities and is set up to act as a commodity pool operator/CTA and sponsor or managing member of pooled vehicles. It is not labeled as a capital allocator — the firm operates and manages funds and vehicles directly rather than functioning solely as an allocator to external managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • GLENN DUFFY

    Chief Investment OfficerCRD 1806437

  • MAX WAGENBERG

    Chief Operating OfficerCRD 6421952

Contacts

1 of 1
  • CHRISTOPHER RYAN

    Managing DirectorCRD 1581034

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
201 S College St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth