Ally Invest Advisors

RIASEC RegisteredEst. 2014
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$21.7K
Accounts
79,536
Employees
8
Advisory reps
86

Firm details

Headquarters
Charlotte, North Carolina
CRD number
170301
Registered since
March 27, 2014
Website
www.ally.com
Custodians
APEX CLEARING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Individuals95.07%
  • HNWI4.93%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Ally Invest Advisors is a corporation that manages investment and financial planning services for individuals and families. The firm has been SEC-registered since 2014 and operates under a percentage-of-AUM fee model. Its advisory mandate centers on financial planning and portfolio management for individual and small-business clients. The firm identifies as an active ESG investor and lists affiliations across the financial services ecosystem, including broker-dealer, banking/thrift, and insurance company relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Cash & Cash Equivalents 16%84%
  • Exchange Traded Equities84%
  • Cash & Cash Equivalents16%

Owners & executives

1 of 1
  • Gerald Krager

    Gerald Krager

    Chief Compliance OfficerCRD 2943927

Contacts

3 of 85
  • Samuel Aussieker

    Samuel Aussieker

    Operations AssociateCRD 7554646

  • Evan Armstrong

    SpecialistCRD 7838341

  • Ashley Liggins

    Ashley Liggins

    Product ManagementCRD 5657360

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 108

Active vs passive

$1.7B in ETFs

Passive

99%

$1.7B

Active

<1%

$15.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$384M513,40222.76%
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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
601 S Tryon St
Time zone
ET (UTC-5)
Office locations

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