Linden Thomas Advisory Services, LLC

RIASEC Registered
Total AUM
$1.8B
Discretionary
$1.1B
63% of AUM
Avg account
$249K
Accounts
7,111
Employees
14
Advisory reps
11

Firm details

Headquarters
Charlotte, North Carolina
CRD number
288557
Registered since
June 23, 2017
Website
lindenthomas.com
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI50.36%
  • Individuals40.67%
  • Pension & Profit Sharing Plans8.72%
  • Charitable Organizations0.22%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Linden Thomas Advisory Services, LLC is an SEC-registered investment adviser (registration in 2017) organized as an LLC and owned by a combination of a domestic entity and an individual. The firm serves both individual/family and institutional clients and bills through a mix of percentage-of-AUM fees, hourly charges, and fixed-fee arrangements. Its advisory work includes financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Investment Grade Corp Bonds 3%, Public Funds/Mutual Funds 3%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%88%
  • Exchange Traded Equities88%
  • Investment Grade Corp Bonds3%
  • Public Funds/Mutual Funds3%
  • Non-Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%

Contacts

3 of 11
  • Nick Stockdale

    Nick Stockdale

    Registered RepresentativeCRD 5733846

  • Bryan Krakker

    Investment AdvisorCRD 4257767

  • Brandon Mcpherson

    Brandon Mcpherson

    Portfolio ManagerCRD 7193666

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$8.7M in ETFs

Passive

100%

$8.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$3.9M10,24844.76%
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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
516 N Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth