Spectrum Financial Alliance, Ltd., L.L.C.
Firm details
- Headquarters
- Nicholasville, Kentucky
- CRD number
- 125147
- Registered since
- March 31, 2014
- Website
- spectrumalliance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.39%
- Individuals16.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Spectrum Financial Alliance, Ltd., L.L.C. is an independent registered investment adviser that began SEC registration in 2014 and operates under individual ownership. The firm focuses on individual and family clients and delivers a mix of financial planning and portfolio management services aimed at individuals and small businesses. Its advisory menu also includes pension consulting-type services, periodic publications or newsletters, and educational seminars and workshops. Fees are charged as a percentage of assets under management and through fixed fees. The firm does not describe itself as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Contacts
3 of 3
Charles Buckley
FounderCRD 1752633
Camden Miracle
Financial ParaplannerCRD 7752465
Christopher Edney
Director of Advisory ServicesCRD 4933070
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$93.3M in ETFs
81%
$75.8M
0%
$17.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL (SCO) | ProShares | Passive | Trading Inverse Commodities | $19.4M | 553,023 | 20.76% |
Location
Nicholasville, KY
Jessamine
Location
Nicholasville, KY
Headquartered in Nicholasville, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Jessamine
- Address
- 105 Wind Haven Dr
- Time zone
- CT (UTC-6)
- Office locations
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