Castellan
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 299363
- Registered since
- October 2, 2020
- Website
- castellangroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI73.78%
- Charitable Organizations14.58%
- Pooled Investment Vehicles6.79%
- Investment Companies4.05%
- Corporations / Businesses0.81%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Castellan is an independent, SEC-registered investment adviser (registered in 2020) that combines portfolio management and financial planning for both high-net-worth individuals/families and institutional clients. The firm operates as a capital allocator and also performs insurance brokerage. Its advisory scope includes managed accounts for individuals and small businesses, as well as portfolio management for investment companies and pooled investment vehicles; it also sponsors and serves as GP/managing member for pooled vehicles. Fee arrangements include percentage-of-AUM, hourly and fixed fees, and performance-based fees. Castellan reports being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Private Funds7%
- US Government Bonds6%
- Public Funds/Mutual Funds3%
- Derivatives1%
Contacts
3 of 5
Brian Cohoon
Director of Wealth ManagementCRD 2285792
Barry Brauch
Managing DirectorCRD 7046101
Ronald Storn
Portfolio ManagerCRD 7537961
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$784M in ETFs
4%
$30.6M
2%
$753M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CASTELLAN TARGETED EQUITY ETF (CTEF) | $553M | 6,500,359 | 70.53% |
Location
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 2011 Lake Point Way
- Time zone
- CT (UTC-6)
- Office locations
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