HARVEY INVESTMENT COMPANY, LLC

RIASEC RegisteredEst. 2000

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$3.9M

Accounts

264

Employees

Advisory reps

Firm details

Headquarters: LOUISVILLE, Kentucky
CRD number: 110482
Registered since: October 26, 2000
Website: www.harveyinvestment.com
Custodians: PERSHING LLC, PNC WEALTH MANAGEMENT LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.69%
Charitable Organizations11.15%
Individuals0.88%
Corporations / Businesses0.28%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harvey Investment Company, LLC is a privately held limited liability company that has been SEC-registered since 2000. The firm serves both individual and family clients as well as institutional accounts, providing portfolio management for individuals, small businesses, and institutional entities. Its fee arrangements include percentage-of-AUM billing and fixed fees. The adviser is not structured as a capital allocator to external private funds and does not identify as an active ESG investor. It operates with a narrow regulatory footprint (not a multi-state adviser) and lists industry affiliations that include a broker-dealer, another investment adviser, a trust company, and an accounting firm.