STRATEGIC WEALTH INVESTMENT GROUP, LLC
Firm details
- Headquarters
- LOUISVILLE, Kentucky
- CRD number
- 165474
- Registered since
- November 14, 2019
- Website
- swdgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals65.93%
- HNWI34.07%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Strategic Wealth Investment Group, LLC is an independent registered investment adviser that serves individual and family clients. Registered with the SEC since 2019 and organized as an LLC, the firm combines financial planning and portfolio management for individuals, small businesses and institutions with client education through seminars and workshops. Its compensation model mixes asset-based fees and hourly charges. The firm does not identify as an active ESG investor and is structured under individual ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds46%
- Exchange Traded Equities45%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents3%
- Private Funds2%
Owners & executives
1 of 1MATTHEW DICKEN
Founder & CEOCRD 2882253
Contacts
3 of 30Jonathan Weston
Lead AdvisorCRD 8186490
Spencer Bryzeal
Financial AdvisorCRD 7389522
JOSHUA SMITH
Financial AdvisorCRD 4861445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$461M in ETFs
87%
$399M
10%
$61.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM TREASURY ETF (SPTI) | State Street | Passive | Intermediate Government | $63.5M | 2,214,829 | 13.78% |
Location
LOUISVILLE, KY
JEFFERSON
Location
LOUISVILLE, KY
Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- JEFFERSON
- Address
- 500 N Hurtsbourne Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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