Sowa Financial Group
Firm details
- Headquarters
- Lincoln, Rhode Island
- CRD number
- 107646
- Registered since
- January 22, 1993
- Website
- www.sowafinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.48%
- Individuals36.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Sowa Financial Group is an independent registered investment adviser that has operated since 1993. The firm is owned by an individual and focuses on serving individual and family clients through a mix of financial planning, portfolio management for individuals and small businesses, and the publication of newsletters or periodicals. Its fee model includes asset-based fees and fixed-fee arrangements. Sowa Financial Group reports it is not an active ESG investor, does not act as a capital allocator, and does not register as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities11%
- Cash & Cash Equivalents2%
Contacts
3 of 5
Donna Sowa Allard
VP, Certified Financial Planner ProfessionalCRD 5124490
Daniel Sowa
Managing PartnerCRD 6182681
Donald Sowa
FounderCRD 1754537
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$174M in ETFs
44%
$75.6M
56%
$98.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY BLUE CHIP GROWTH ETF (FBCG) | Fidelity | Active | Large Growth | $39.3M | 632,394 | 22.61% |
Location
Lincoln, RI
Providence
Location
Lincoln, RI
Headquartered in Lincoln, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Providence
- Address
- 24 Albion Rd
- Time zone
- ET (UTC-5)
- Office locations
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