Mystic Asset Management
Firm details
- Headquarters
- Warwick, Rhode Island
- CRD number
- 170361
- Registered since
- April 7, 2014
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI64.86%
- Banking / Thrift Institutions23.95%
- Charitable Organizations7.77%
- Individuals3.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Mystic Asset Management is an independent, individually owned registered investment adviser; it has been SEC registered since 2014. The firm serves both high-net-worth individuals and families as well as institutional clients and describes itself as a capital allocator, combining direct portfolio management with the selection of outside managers. Core advisory services include financial planning and portfolio management for individuals, small businesses and larger institutional or business clients. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed fees and commission-based work. Mystic does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Investment Grade Corp Bonds10%
- Public Funds/Mutual Funds9%
- State & Local Bonds6%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Sotirios Pappas
CEO and Portfolio ManagerCRD 3203303
Contacts
1 of 1David Allaire
Portfolio ManagerCRD 1906408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$56.2M in ETFs
92%
$51.5M
3%
$4.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $12.4M | 16,740 | 22.04% |
Location
Warwick, RI
Kent
Location
Warwick, RI
Headquartered in Warwick, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Kent
- Address
- 1287 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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