The Retirement Planning Company Of New England, Inc.
Firm details
- Headquarters
- Warwick, Rhode Island
- CRD number
- 108705
- Registered since
- October 13, 1998
- Website
- www.retirementplanningco.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI66.62%
- Individuals33.29%
- Charitable Organizations0.08%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
The Retirement Planning Company Of New England, Inc. is a privately owned corporate RIA that has been SEC-registered since 1998. Its client base spans individuals and families as well as institutional and business-sponsored accounts. Core advisory services emphasize discretionary and non-discretionary portfolio management for individuals, small businesses and other institutions. The firm uses a mix of fee arrangements — percentage of AUM, hourly fees, fixed fees and commissions — and does not identify as an ESG-focused or multi-state adviser in the available records.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Investment Grade Corp Bonds10%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
- Non-Investment Grade Corp Bonds2%
Owners & executives
1 of 1
Sotirios Pappas
CEO and Portfolio ManagerCRD 3203303
Contacts
3 of 3Edward Viar
Financial AdvisorCRD 4575998
Scott Seidman
Portfolio ManagerCRD 1247353
David Allaire
Portfolio ManagerCRD 1906408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$80.3M in ETFs
86%
$69.4M
5%
$10.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $8.7M | 11,762 | 10.79% |
Location
Warwick, RI
Kent
Location
Warwick, RI
Headquartered in Warwick, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Kent
- Address
- 1287 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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