Sound Income Strategies, LLC
Firm details
- Headquarters
- Fort Lauderdale, Florida
- CRD number
- 173272
- Registered since
- October 22, 2014
- Website
- soundincomestrategies.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals80.75%
- HNWI18.8%
- Corporations / Businesses0.35%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sound Income Strategies, LLC is an independent registered investment adviser organized as an LLC that has been SEC registered since 2014. The firm serves both individual and family clients as well as institutional accounts, offering fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Core advisory services include financial planning, portfolio management for individuals/small businesses, portfolio management for investment companies, and educational seminars or workshops. The firm is not an active ESG investor and lists affiliations with broker-dealers, accounting firms, and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds12%
- Investment Grade Corp Bonds10%
- Non-Investment Grade Corp Bonds10%
- Cash & Cash Equivalents6%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 267Active vs passive
$690M in ETFs
77%
$532M
17%
$159M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF (SHYG) | BlackRock | Passive | High Yield Bond | $31.3M | 760,280 | 4.54% |
Location
Fort Lauderdale, FL
Broward
Location
Fort Lauderdale, FL
Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Broward
- Address
- 500 W Cypress Creek Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Templeton Investment Counsel, LLC
RIAFort Lauderdale, FL
Provenance Wealth Advisors
RIAFort Lauderdale, FL
Kovack Advisors, Inc.
RIAFort Lauderdale, FL
Holdco Asset Management, LP
RIAFort Lauderdale, FL
Imperial Fund Asset Management LLC
RIAFort Lauderdale, FL
Occudo Quantitative Strategies LP
RIAFort Lauderdale, FL