Provenance Wealth Advisors
Firm details
- Headquarters
- Fort Lauderdale, Florida
- CRD number
- 126529
- Registered since
- June 25, 2018
- Website
- www.provwealth.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., EMPOWER RETIREMENT INC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.07%
- Pension & Profit Sharing Plans24.7%
- Corporations / Businesses8.74%
- Individuals5.28%
- Charitable Organizations0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Provenance Wealth Advisors is a limited liability company that registered with the SEC in 2018. The firm serves both individuals and families as well as institutional clients and operates with a mix of fee arrangements (percentage of AUM, hourly and fixed fees). It performs advisory work including financial planning, portfolio management for individuals and small businesses, and pension consulting, while also conducting broker‑dealer and insurance brokerage activities through registered representative relationships. The firm is not identified as an active ESG investor. Ownership is listed as a mix of a domestic entity and an individual. Provenance received an industry acknowledgment from Forbes in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents12%
- State & Local Bonds7%
- Investment Grade Corp Bonds5%
Owners & executives
3 of 4
Joseph Karl
Chief Investment StrategistCRD 5478578
Thomas Scanlan
Chief Compliance Officer and Chief Operations OfficerCRD 3182780
Todd Moll
Director & Chief Investment OfficerCRD 2134560
Contacts
3 of 15
Brendan Hayes
Financial PlannerCRD 2890836
William Mckenna
Regional DirectorCRD 1029691
Lee Hediger
Director and Financial AdvisorCRD 2696174
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 184Active vs passive
$1B in ETFs
72%
$719M
15%
$287M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $245M | 1,494,425 | 24.40% |
Location
Fort Lauderdale, FL
Broward
Location
Fort Lauderdale, FL
Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Broward
- Address
- 200 E Las Olas Blvd
- Time zone
- ET (UTC-5)
- Office locations
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