PROVENANCE WEALTH ADVISORS
Firm details
- Headquarters
- Fort Lauderdale, Florida
- CRD number
- 126529
- Registered since
- June 25, 2018
- Website
- www.provwealth.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., EMPOWER RETIREMENT INC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.07%
- Pension & Profit Sharing Plans24.7%
- Corporations / Businesses8.74%
- Individuals5.28%
- Charitable Organizations0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Provenance Wealth Advisors is an SEC-registered LLC that operates as an insurance-focused broker-dealer and registered representative of a broker-dealer while also offering advisory services. Registered in 2018, the firm serves both individual and family clients as well as institutional relationships. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting; fee arrangements reported include percentage-of-AUM, hourly, and fixed-fee structures. The firm maintains business ties to accounting and insurance firms and functions as an insurance broker in addition to its broker-dealer activities. Provenance does not identify as an active ESG investor and is not structured as a capital allocator. The firm was listed among Forbes’ Top RIA Firms in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents12%
- State & Local Bonds7%
- Investment Grade Corp Bonds5%
Owners & executives
3 of 4JOSEPH KARL
Chief Investment StrategistCRD 5478578
Thomas Scanlan
Chief Compliance Officer and Chief Operations OfficerCRD 3182780
TODD MOLL
Director & Chief Investment OfficerCRD 2134560
Contacts
3 of 15BRENDAN HAYES
Financial PlannerCRD 2890836
WILLIAM MCKENNA
Regional DirectorCRD 1029691
LEE HEDIGER
Director and Financial AdvisorCRD 2696174
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 175Active vs passive
$913M in ETFs
71%
$646M
15%
$268M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $215M | 1,510,211 | 23.55% |
Location
Fort Lauderdale, FL
BROWARD
Location
Fort Lauderdale, FL
Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- BROWARD
- Address
- 200 E Las Olas Blvd
- Time zone
- ET (UTC-5)
- Office locations
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