Provenance Wealth Advisors

RIASEC RegisteredEst. 2018
Total AUM
$4.4B
Discretionary
$2.1B
48% of AUM
Avg account
$1M
Accounts
4,358
Employees
52
Advisory reps
20

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
126529
Registered since
June 25, 2018
Website
www.provwealth.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., EMPOWER RETIREMENT INC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.07%
  • Pension & Profit Sharing Plans24.7%
  • Corporations / Businesses8.74%
  • Individuals5.28%
  • Charitable Organizations0.21%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Provenance Wealth Advisors is an LLC that registered with the SEC in 2018 and serves both individual/family and institutional clients. The firm operates with multiple revenue arrangements (percentage of AUM, hourly fees and fixed fees) and provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. It also conducts broker-dealer and insurance brokerage activities and maintains relationships with broker-dealers and insurance companies. Provenance does not position itself as an active ESG investor. The firm was recognized on Forbes’ Top RIA Firms list in 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 28%, Cash & Cash Equivalents 12%, State & Local Bonds 7%, Investment Grade Corp Bonds 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds28%
  • Cash & Cash Equivalents12%
  • State & Local Bonds7%
  • Investment Grade Corp Bonds5%

Owners & executives

3 of 4
  • Joseph Karl

    Joseph Karl

    Chief Investment StrategistCRD 5478578

  • Thomas Scanlan

    Thomas Scanlan

    Chief Compliance Officer and Chief Operations OfficerCRD 3182780

  • Todd Moll

    Todd Moll

    Director & Chief Investment OfficerCRD 2134560

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Contacts

3 of 16
  • Brendan Hayes

    Brendan Hayes

    Financial PlannerCRD 2890836

  • William Mckenna

    William Mckenna

    Regional DirectorCRD 1029691

  • Alan Kravec

    Alan Kravec

    Compliance OfficerCRD 1530271

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 184

Active vs passive

$1B in ETFs

Passive

72%

$719M

Active

15%

$287M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$245M1,494,42524.40%
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Location

Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
200 E Las Olas Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth