Provenance Wealth Advisors

RIASEC Registered
Total AUM
$3.6B
Discretionary
$1.8B
50% of AUM
Avg account
$950K
Accounts
3,820
Employees
52
Advisory reps
20

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
126529
Registered since
June 25, 2018
Website
www.provwealth.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., EMPOWER RETIREMENT INC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.68%
  • Pension & Profit Sharing Plans32.27%
  • Corporations / Businesses9.11%
  • Individuals5.66%
  • Charitable Organizations0.28%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Provenance Wealth Advisors is a limited liability company that registered with the SEC in 2018. It serves both individual/family and institutional clients and operates as a hybrid wealth firm: advisory services are paired with broker-dealer and insurance-broker activities. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include traditional AUM-based fees as well as hourly and fixed-fee engagements. Provenance is not identified as an active ESG investor. The firm was listed by Forbes among Top RIA Firms in 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 28%, Cash & Cash Equivalents 12%, State & Local Bonds 7%, Investment Grade Corp Bonds 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds28%
  • Cash & Cash Equivalents12%
  • State & Local Bonds7%
  • Investment Grade Corp Bonds5%

Owners & executives

3 of 4
  • Joseph Karl

    Joseph Karl

    Chief Investment StrategistCRD 5478578

  • Thomas Scanlan

    Thomas Scanlan

    Chief Compliance Officer and Chief Operations OfficerCRD 3182780

  • Todd Moll

    Todd Moll

    Director & Chief Investment OfficerCRD 2134560

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Contacts

3 of 16
  • Ryan Whiteman

    Ryan Whiteman

    Financial AdvisorCRD 5826489

  • William Mckenna

    William Mckenna

    Regional DirectorCRD 1029691

  • Shane Phillips

    Shane Phillips

    Senior Portfolio Manager, Financial AdvisorCRD 5953987

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 184

Active vs passive

$1B in ETFs

Passive

72%

$719M

Active

15%

$287M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$245M1,494,42524.40%
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Location

Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
200 E Las Olas Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth