Kovack Advisors, Inc.
Firm details
- Headquarters
- Fort Lauderdale, Florida
- CRD number
- 140808
- Registered since
- April 21, 2004
- Website
- kovackadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, PERSHING LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals44.8%
- HNWI44.22%
- Corporations / Businesses7.81%
- State / Municipal Government3.16%
- Banking / Thrift Institutions0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Kovack Advisors, Inc. is an independent registered investment adviser that has been SEC-registered since 2004. The firm serves both individual and family clients as well as institutional and business accounts, operating as a capital allocator and offering a mix of fee arrangements (percentage of AUM, hourly, fixed fees and other structures). Advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of third-party advisers. Kovack also identifies as an active ESG investor and maintains industry relationships that include broker-dealer and law-firm affiliations. The firm received a Top RIA Firms accolade from Financial Advisor Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities35%
- Public Funds/Mutual Funds25%
- Non-Exchange Traded Equities16%
- State & Local Bonds11%
- Cash & Cash Equivalents9%
Owners & executives
3 of 15
Osvaldo Delgado
Founder & CEOCRD 5709747
James Fountain
Team CEOCRD 5852544
Isabelle Shick
Executive Vice President & Chief Financial OfficerCRD 5364794
Contacts
3 of 244
Troy Roberson
PresidentCRD 5741634
Marc Janca
Financial AdvisorCRD 5777785
Frank Brill
Investment AdvisorCRD 5782574
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 630Active vs passive
$1.2B in ETFs
73%
$912M
23%
$334M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $62M | 82,768 | 4.98% |
Location
Fort Lauderdale, FL
Broward
Location
Fort Lauderdale, FL
Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Broward
- Address
- 6451 N Federal Hwy
- Time zone
- ET (UTC-5)
- Office locations
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