KOVACK ADVISORS, INC.
Firm details
- Headquarters
- Fort Lauderdale, Florida
- CRD number
- 140808
- Registered since
- April 21, 2004
- Website
- kovackadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, PERSHING LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals44.8%
- HNWI44.22%
- Corporations / Businesses7.81%
- State / Municipal Government3.16%
- Banking / Thrift Institutions0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Kovack Advisors, Inc. is a corporation that has been SEC-registered since 2004 and operates as an independent broker-dealer that also functions as a capital allocator. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and manager selection services. Kovack reports being an active ESG investor. Fee arrangements are varied and include percentage-of-AUM, hourly and fixed fees, and other fee structures. The firm maintains industry relationships that include broker-dealer and law-firm affiliations. Kovack was recognized by FA Magazine as one of the Top RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities35%
- Public Funds/Mutual Funds25%
- Non-Exchange Traded Equities16%
- State & Local Bonds11%
- Cash & Cash Equivalents9%
Owners & executives
3 of 14Lauren Gilbert
New Accounts CoordinatorCRD 7130994
OSVALDO DELGADO
Founder & Chief Exceutive OfficerCRD 5709747
KEITH KELT
CEOCRD 267357
Contacts
3 of 247LINDELL DOUGLAS
Managing DirectorCRD 3176154
BRADLEY TEETS
Financial AdvisorCRD 3013658
Keely Escalante
Registered Sales AssistantCRD 6850125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 584Active vs passive
$1.1B in ETFs
75%
$840M
22%
$283M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $55.7M | 84,882 | 4.96% |
Location
Fort Lauderdale, FL
BROWARD
Location
Fort Lauderdale, FL
Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- BROWARD
- Address
- 6451 N Federal Hwy
- Time zone
- ET (UTC-5)
- Office locations
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