SI SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
170937
Registered since
October 7, 2014

Firm profile

FINTRX

Overview

SI Securities, LLC is organized as a limited liability company and appears in SEC records as having been registered in 2014. Public data on the firm's business model is sparse: it is listed as an unclassified entity and the registry indicates it is not a capital allocator, not an active ESG investor, not a multi-state adviser, and is not identified as a pension consultant or related adviser. Owner type is recorded as a domestic entity/individual. The firm has not provided descriptive details about its advisory activities, client segments, fee arrangements, or broader business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • PAIGE RAND

    Senior Compliance ProfessionalCRD 4520907

  • CHRISTOPHER MEYERS

    Financial and Operations PrincipalCRD 6122487

  • DANIEL FISHMAN

    TreasurerCRD 5138796

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth