SI Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
170937
Registered since
October 7, 2014

Firm profile

FINTRX

Overview

SI Securities, LLC is organized as a limited liability company and has been SEC-registered since 2014. The firm is listed as a domestic entity with individual ownership and is classified in the source data as "Unclassified." The snapshot flags the firm as not a capital allocator and not an active ESG investor. It is also not identified as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset does not include descriptions of the firm's advisory or business activities, client segments, or fee model, so no additional operational or positioning detail is available from the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Paige Rand

    Paige Rand

    Senior Compliance ProfessionalCRD 4520907

  • Christopher Meyers

    Christopher Meyers

    Financial and Operations PrincipalCRD 6122487

  • Daniel Fishman

    Daniel Fishman

    TreasurerCRD 5138796

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth