SHUM FINANCIAL GROUP, INC.
Firm details
- Headquarters
- ALAMEDA, California
- CRD number
- 285426
- Registered since
- May 31, 2017
- Website
- www.shumfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.85%
- Individuals19.11%
- Pension & Profit Sharing Plans2.17%
- Charitable Organizations1.68%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Shum Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2017 and is owned by an individual principal. The firm serves both individual & family and institutional clients and describes itself as a capital allocator that recommends or places assets with third-party managers. Core advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Compensation mixes percentage-of-AUM fees with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and does not operate as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds37%
- Investment Grade Corp Bonds7%
- State & Local Bonds5%
- Non-Exchange Traded Equities1%
Contacts
3 of 4CLIFF SHUM
Senior Financial PlannerCRD 2973780
ELYSE SANCHEZ
Financial AdvisorCRD 6012503
Maria Valencia
AssociateCRD 7810117
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$101M in ETFs
92%
$92.4M
8%
$8.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE VALUE ETF (EFV) | BlackRock | Passive | Foreign Large Value | $11.2M | 150,162 | 11.08% |
Location
ALAMEDA, CA
ALAMEDA
Location
ALAMEDA, CA
Headquartered in ALAMEDA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- ALAMEDA
- Address
- 2205 Harbor Bay Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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