Shum Financial Group, Inc.
Firm details
- Headquarters
- Alameda, California
- CRD number
- 285426
- Registered since
- May 31, 2017
- Website
- www.shumfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.85%
- Individuals19.11%
- Pension & Profit Sharing Plans2.17%
- Charitable Organizations1.68%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Shum Financial Group, Inc. is an independent, individual-owned registered investment adviser that has held SEC registration since 2017. The firm serves both individual and family clients as well as institutional relationships, positioning itself as a capital allocator that combines financial planning with portfolio management and selection of outside managers. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Shum Financial Group reports an affiliation with an insurance company and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds37%
- Investment Grade Corp Bonds7%
- State & Local Bonds5%
- Non-Exchange Traded Equities1%
Contacts
3 of 4
Elyse Sanchez
Financial PlannerCRD 6012503
Cliff Shum
Senior Financial PlannerCRD 2973780
Maria Valencia
AssociateCRD 7810117
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 63Active vs passive
$120M in ETFs
93%
$111M
6%
$8.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE VALUE ETF (EFV) | BlackRock | Passive | Foreign Large Value | $12.6M | 159,336 | 10.54% |
Location
Alameda, CA
Alameda
Location
Alameda, CA
Headquartered in Alameda, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 2205 Harbor Bay Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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