ASIA GLOBAL ASSET MANAGEMENT, INC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
4

Firm details

Headquarters
ALAMEDA, California
CRD number
141786
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Asia Global Asset Management, Inc. is a small corporate advisory entity that functions primarily as a capital allocator and selector of third‑party managers rather than a traditional discretionary asset manager. The firm’s stated activity centers on selecting other advisers, and it maintains an industry affiliation with an insurance company, which suggests a distribution or product-sourcing relationship with insurance‑linked offerings. The firm is registered with a fee structure categorized as “other,” is not an active ESG investor, and is not classified as a multi‑state adviser. Investment activity appears focused on allocating client capital to external managers and products rather than building an in‑house, direct securities roster. That allocator role aligns with the firm’s use of insurance products and pooled mutual fund vehicles as part of its investment mix.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL HSU

    Chief Compliance OfficerCRD 5442638

Contacts

3 of 3
  • MARVIN SHIUE

    Investment Adviser RepresentativeCRD 1978832

  • WANWAN HONG

    Investment Adviser RepresentativeCRD 4667888

  • SAMUEL HONG

    Investment Advisor RepresentativeCRD 6253946

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALAMEDA, CA

ALAMEDA

Location

ALAMEDA, CA

Headquartered in ALAMEDA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
1024 Santa Clara Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth