Asia Global Asset Management, Inc

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
4

Firm details

Headquarters
Alameda, California
CRD number
141786
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Asia Global Asset Management, Inc. is organized as a corporation and is classified in FINTRX as an institutional registered investment adviser that acts as a capital allocator. The firm is owned by an individual and its stated advisory activity is the selection of other advisers, indicating a model that sources or oversees external managers rather than running a large in-house investment platform. Its fee structure is listed as "other," and it is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm is affiliated with an insurance company, a relationship that often accompanies distribution or product-linked strategies such as annuities. That affiliation, combined with the emphasis on selecting third‑party managers, suggests a business centered on allocating client assets to outside managers and insurance products rather than delivering broad internal portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Hsu

    Chief Compliance OfficerCRD 5442638

Contacts

3 of 3
  • Marvin Shiue

    Investment Adviser RepresentativeCRD 1978832

  • Wanwan Hong

    Investment Adviser RepresentativeCRD 4667888

  • Samuel Hong

    Samuel Hong

    Investment Advisor RepresentativeCRD 6253946

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alameda, CA

Alameda

Location

Alameda, CA

Headquartered in Alameda, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Alameda
Address
1024 Santa Clara Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth