Shopoff Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
142866
Registered since
May 29, 2007

Firm profile

FINTRX

Overview

Shopoff Securities, Inc. is organized as a corporation with combined domestic-entity and individual ownership. Public records classify the firm as "unclassified" and provide few specifics about its client mix, fee models, or advisory services. Available data flags the firm as not functioning as a capital allocator and not positioning itself as an ESG-active investor. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not supplied information about its activities or affiliations, leaving its investment emphasis and service lines unclear from the source record.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Shopoff

    William Shopoff

    President, CEOCRD 1273471

  • Jo Merriman

    Jo Merriman

    Chief Operating OfficerCRD 7346895

Contacts

3 of 6
  • Edward Breen

    Edward Breen

    Regional Vice PresidentCRD 2119699

  • Ivana Shumberg

    Ivana Shumberg

    PrincipalCRD 3167225

  • Urszula Szymanski

    Urszula Szymanski

    Compliance DirectorCRD 5238328

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
18565 Jamboree Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth