Shopoff Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
142866
Registered since
May 29, 2007

Firm profile

FINTRX

Overview

Shopoff Securities, Inc. is organized as a corporation and appears in regulatory records as SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. The firm’s classification in the data set is "unclassified," which indicates it has not been categorized into one of the standard adviser types in the FINTRX snapshot. The FINTRX flags describe several operational attributes: Shopoff Securities is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser. The record does not assign other business or advisory activity categories in the snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Shopoff

    William Shopoff

    President, CEOCRD 1273471

  • Jo Merriman

    Jo Merriman

    Chief Operating OfficerCRD 7346895

Contacts

3 of 6
  • Edward Breen

    Edward Breen

    Regional Vice PresidentCRD 2119699

  • Ivana Shumberg

    FinOpCRD 3167225

  • Urszula Szymanski

    Urszula Szymanski

    Compliance DirectorCRD 5238328

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
18565 Jamboree Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth